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Bearing Arms in D.C.
Robert A. Levy
Legal Times
07-24-2002
Michael Freeman is
probably a bad dude -- even a poster boy for gun control. He was
convicted as a juvenile for assault with intent to kill, then charged as
an adult with violating the ban on handgun possession in the District of
Columbia. In short, Freeman isn't the type of guy who elicits much
sympathy for an argument that prosecutors should drop their pending
charge because Washington, D.C., gun laws violate the Second Amendment.
Most likely, Freeman never imagined that he'd become a constitutional
test case. Yet his Second Amendment claim could end up before the U.S.
Supreme Court. And if Freeman isn't the test case, then someone else in
D.C. with a similar background might be -- roughly three dozen
challenges to the D.C. law have already been filed. Or better yet, to
promote more-sympathetic litigants, pro-gun groups might consider
organizing a peaceful demonstration in the nation's capital by
responsible, armed citizens volunteering to be arrested for handgun
possession. Whoever the ultimate litigant is, the goal will be to
validate the Justice Department's newly announced position that the
Second Amendment affords each of us an individual right to keep and bear
arms.
Why D.C.? Lots of cities and states have restrictive gun laws. What is
there about D.C. that has both gun defenders and controllers up in arms?
First, a little background.
This past October in a Texas case, United
States v. Emerson, the 5th U.S. Circuit Court of Appeals held
that the Constitution "protects the right of individuals, including
those not then actually a member of any militia ... to privately possess
and bear their own firearms ... that are suitable as personal individual
weapons." That constitutional right is not absolute, said the
court. It does, however, establish a presumption against gun control.
And to rebut that presumption, government regulators must first identify
exceptional factors that justify a limitation on our Second Amendment
right. Then the government must show that its regulation goes no further
than necessary to achieve its aims.
For example, no reasonable person would argue that killers have a
constitutional right to possess weapons of mass destruction. Rationally,
some persons and some weapons may be restricted. Indeed, the 5th Circuit
held that Emerson's Second Amendment rights could be temporarily
curtailed because there was reason to believe he posed a threat to his
estranged wife. And the 10th Circuit, in United States v. Haney,
ruled that machine guns were not the type of weapon protected by the
Second Amendment. Haney and Emerson both asked the U.S. Supreme Court to
reverse those holdings, but on June 10 the Court declined to review
either case.
The high court hasn't decided a Second Amendment case since United
States v. Miller in 1939. There, the challenged statute required
registration of machine guns, sawed-off rifles, sawed-off shotguns, and
silencers. First, said the Court, "militia" is a term of art
that means "the body of the people capable of bearing arms."
That suggested a right belonging to all of us, as individuals. But the
Court also held that the right to bear arms extended only to weapons
rationally related to the militia -- not the sawed-off shotgun
questioned in Miller. That mixed ruling has puzzled legal
scholars for more than six decades. If military use is the decisive
test, then citizens can possess rocket launchers and missiles.
Obviously, that's not what the Court had in mind. Indeed, anti-gun
advocates, who regularly cite Miller with approval, would be
apoplectic if the Court's military-use doctrine were logically extended.
Because Miller is so murky, it can only be interpreted narrowly,
allowing restrictions on weapons, like machine guns and silencers, with
slight value to law-abiding citizens, and high value to criminals. In
other words, Miller addresses the type of weapon, not the
question of whether the Second Amendment protects individuals or members
of the militia. That's the conclusion the 5th Circuit reached in
Emerson. It found that Miller upheld neither the individual
rights model of the Second Amendment nor the collective rights model.
Instead, Miller simply decided that the weapons at issue were not
protected, whether used individually or collectively.
A SECOND AMENDMENT FIRST
Enter U.S. Attorney General John Ashcroft. First, in a letter
to the National Rifle Association, he "reaffirmed a long-held
opinion" that all law-abiding citizens have an individual right to
keep and bear firearms, clearly protected by "the text and the
original intent of the Second Amendment." Ashcroft noted that early
Supreme Court decisions "routinely" recognized an individual
right, as had U.S. attorneys general of both parties prior to Miller.
Ashcroft's letter was followed by two Justice Department briefs, filed
with the Supreme Court in the Haney and Emerson
cases. For the first time, the federal government argued in formal court
papers that the Second Amendment grants an individual right to bear
arms.
Under the Clinton administration, when Emerson was argued before
the 5th Circuit, the Justice Department's position was that the
"Second Amendment protects only such acts of firearm possession as
are reasonably related to the preservation or efficiency of the
militia." But under Ashcroft, the new Justice Department briefs
insisted that the "Second Amendment more broadly protects the
rights of individuals, including persons who are not members of any
militia . . . subject to reasonable restrictions designed to prevent
possession by unfit persons or to restrict the possession of types of
firearms that are particularly suited to criminal misuse."
Despite reversing the Clinton administration's theory of the Second
Amendment, the Ashcroft Justice Department declared that both Emerson
and Haney were correctly decided. In Emerson,
the restriction on persons subject to a domestic violence restraining
order was a reasonable exception to Second Amendment protection. And in Haney,
the ban on machine guns applied to a type of weapon uniquely susceptible
to criminal misuse.
That brings us back to D.C. and Michael Freeman. Supporting Freeman's
assertion of an individual right to bear arms are the U.S. Department of
Justice and the 5th Circuit. There's also support from an impressive
array of legal scholars, including Harvard's liberal icon, Laurence
Tribe, and Yale's highly respected Akhil Amar, who agree on two
fundamental issues: First, the Second Amendment confers an individual
rather than a collective right. Second, that right is not absolute; it
is subject to reasonable regulation. To the extent there's disagreement,
it hinges on what constitutes reasonable regulation; that is, where to
draw the line. That's why the D.C. handgun ban is so interesting -- and
so vulnerable.
D.C. IS DIFFERENT
For starters, the D.C. statute prohibits anyone but law enforcement
officials from owning a handgun. Thus, the law applies not just to
"unfit" persons like felons, minors, or the mentally
incompetent, but across the board to ordinary, honest, responsible
citizens. Moreover, a handgun is quintessentially a personal weapon,
used by those citizens to defend themselves against criminal predators.
It is not like the machine gun forbidden in Haney or the
sawed-off shotgun barred in Miller. If "reasonable"
regulations are those that apply only to bad persons or to massively
destructive firearms, then D.C.'s blanket prohibitions are patently
unreasonable.
Just as important, Congress has plenary legislative authority over the
nation's capital. That means the D.C. government, a creature of
Congress, is constrained by the Second Amendment as much as the federal
government itself. Yes, the 14th Amendment, ratified in 1868, requires
the states to honor many -- but not all -- provisions of the Bill of
Rights. Like the other nine amendments, the Second Amendment originally
applied only to the federal government. Unlike many of the other
amendments, the applicability of the Second Amendment to the states has
not been resolved. Yet because D.C. is not a state and is controlled by
Congress, that complex and widely debated question need not be addressed
when D.C. law is challenged on Second Amendment grounds.
Finally, felonies under D.C. law are prosecuted by the U.S. Attorney for
the District of Columbia, an employee of the Justice Department -- the
same Justice Department that is now on record favoring an individual
right to bear arms. To be sure, Ashcroft has declared in an internal
memorandum that the Justice Department "will continue to defend the
constitutionality of all existing federal firearms laws." But D.C.
laws are not federal laws. They are local laws, enacted pursuant to
congressionally delegated authority under the District of Columbia Home
Rule Act. Presumably, therefore, the U.S. Attorney might have been
expected to support a motion to drop the handgun possession charge
pending against Michael Freeman. But he did not.
Instead, the U.S. Attorney argued in response to Freeman's motion that
the D.C. handgun ban must be upheld in light of binding precedent from
the D.C. Court of Appeals in a 1987 case, Sandidge
v. United States, which held that "the Second Amendment
guarantees a collective rather than an individual right." So it
seems that John Ashcroft is allowing the U.S. Attorney to prosecute
infractions of a law that the Department of Justice deems to be
unconstitutional. At a minimum, an intellectually honest brief might
have conceded that the Justice Department was hamstrung in lower court,
but then urged Freeman to appeal his case, all the way to the Supreme
Court if necessary, where Sandidge could be overturned.
A NEW PRECEDENT?
If and when Freeman's case, or a comparable one, does reach the high
court, where there's no binding precedent, the Justice Department will
not be able to finesse the constitutional issue. Meanwhile, it is
bizarre for Ashcroft to go out of his way to assert a new Second
Amendment theory in cases -- Emerson and Haney -- where
the theory almost certainly wouldn't matter, then decline to reaffirm
the theory in cases arising under D.C. law, where it could dictate the
outcome.
For those of us eagerly awaiting a Supreme Court pronouncement -- the
first in 63 years -- perhaps we should be grateful for the Justice
Department's puzzling stance. After all, if the federal government had
supported Freeman's motion, and the charges were dropped, no one would
appeal his case to a higher authority. We would be denied legal
precedent to apply in later cases. And we would forgo a singularly
favorable set of circumstances, because of D.C.'s unique position, to
challenge a gun ban that is manifestly unconstitutional.
Robert A. Levy is
senior fellow in constitutional studies at the Cato
Institute.
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