nly
a year ago, Michael A. Bellesiles was well on his way to
becoming an academic superstar. He had just published a book
with a startling thesis: very few people owned working guns in
colonial America. Stepping into the ferocious national debate
over guns and the meaning of the Second Amendment, Mr.
Bellesiles, a history professor at Emory University in
Atlanta, caused a sensation. Legal scholars said his
prize-winning book could influence federal court cases
challenging gun laws; gun-control advocates championed the
research as proof that America's gun culture is, as Mr.
Bellesiles put it, "an invented tradition"; angry
gun owners saw it as an insidious attack, a calculated effort
to prove that the Constitution's framers could not have
intended the "right to bear arms" to apply to
individuals if so few people owned them.
Now many of Mr. Bellesiles's defenders have gone silent.
Over the past year a number of scholars who have examined his
sources say he has seriously misused historical records and
possibly fabricated them. They say the outcome, when all the
evidence is in, could be one of the worst academic scandals in
years.
Mr. Bellesiles (pronounced buh-LEEL) has denied that the
errors in "Arming America: The Origins of a National Gun
Culture" are more serious than the ones found in any
lengthy and serious work of scholarship, and he has repeatedly
said the attacks against him are politically motivated. Mr.
Bellesiles, who owns five guns and likes to shoot skeet and
target-shoot in his spare time, said he never intended his
book to become a cause célèbre for gun control advocates.
"When I saw that the flap copy said, 'This is the
N.R.A.'s worst nightmare,' I was horrified," he said.
"I feel like I'm a historian who accidentally stepped
into a minefield."
Indeed, after the National Rifle Association alerted its
members about the book, Mr. Bellesiles said, he began
receiving hate mail and threats by phone, e-mail, fax and
letter. He was forced to get an unlisted number and to change
his e-mail address, he said. Earlier this year, two American
historical societies passed special resolutions condemning the
harassment.
Without doubt, Mr. Bellesiles's research would not have
received such careful scrutiny if he had not stepped into the
politically and ideologically charged struggle over guns. Yet
the scholars who have documented serious errors in Mr.
Bellesiles's book — many of them gun-control advocates —
do not appear to have any sort of political agenda.
They were struck by his claim to have studied more than
11,000 probate records in 40 counties around the country. He
found that between 1765 and 1790, only 14 percent of estate
inventories listed guns, and "over half (53 percent) of
these guns were listed as broken or otherwise defective."
Those claims are featured prominently in the book and were
cited in many positive reviews as the core of its argument.
But those who tried to examine the research soon found that
they could not, because most of Mr. Bellesiles's records, he
said, had been destroyed in a flood. The records they could
check showed an astonishing number of serious errors, almost
all of them seemingly intended to support his thesis. In some
cases his numbers were off by a factor of two, three or more,
said Randolph Roth, a history professor at Ohio State
University.
To use one example: in his book, Mr. Bellesiles writes that
of 186 probate inventories from Providence, R.I., recorded
between 1680 and 1730, "all for property-owning adult
males," only 90 mention some form of gun, and more than
half the guns were "evaluated as old and of poor
quality."
At least three scholars have independently examined the
same archive and found that 17 of the estates in question were
owned by women; that some estates lacked inventories, and that
of those that had them, a much higher percentage than Mr.
Bellesiles reported contained guns; and that only 9 percent of
the guns were evaluated as old and of poor quality.
"The number and scope of the errors in Bellesiles's
work are extraordinary," Mr. Roth said. They go well
beyond the probate record data, he added, affecting Mr.
Bellesiles's interpretation of militia returns, literary
documents and many other sources.
Confronted with serious errors in his research, Mr.
Bellesiles has acknowledged that there are problems with the
way he used probate record data, and he even made some changes
in the paperback edition that came out earlier this year. But
he said that the data were only a small part of the book.
"I wish I had taken them out entirely," he said.
Jack Rakove, a Stanford University historian who has been
supportive of "Arming America," agreed: "The
book raises a host of interesting questions about the role
firearms have played in American life and culture, and it goes
well beyond the probate data."
But Mr. Rakove conceded that he had not looked at the
research that has been questioned, and he said it was
important that Mr. Bellesiles respond to his critics more
fully than he has so far.
Mr. Bellesiles's failure to explain himself has led to the
most serious accusations against him, which were outlined in
The Boston Globe this fall. Earlier this year, when the
criticism of his book became more intense, he asked Mr. Roth
to help him defend himself. Mr. Roth wrote back, saying that
if Mr. Bellesiles would tell him what records he looked at in
Vermont, he would go to the archive on his own time, and that
if the records matched, he would defend him. Mr. Bellesiles
never responded to that offer, Mr. Roth said.
Those who have pressed him hardest for details say they
have been led on a bizarre scholarly car chase, with Mr.
Bellesiles offering new memories about where he got his
records as soon as the old ones were discredited.
He has said from the start that he took notes on the
thousands of colonial-era probate records with tick marks in
pencil on yellow legal pads. That fact alone was surprising to
many of his fellow historians, who tend to use a database when
working with such large amounts of information.
Almost all of those notebooks were destroyed when his
office at Emory was flooded in May 2000, Mr. Bellesiles said.
James Lindgren, a professor at Northwestern University Law
School and by far the most thorough of Mr. Bellesiles's
critics, asked him last year where he had done his research on
probate records. Mr. Bellesiles responded with a number of
locations, including the San Francisco Superior Court, where
he said he had found probate records from the 1850's.
Mr. Lindgren, who has done extensive work in probate data,
called the courthouse and was told that all the records for
that decade were destroyed in the 1906 earthquake and fire.
They were not available in two other Bay Area libraries,
either. Mr. Bellesiles now says he must have done the research
somewhere else and cannot remember where.
But Kathy Beals, former director of the California
Genealogical Society, who has worked extensively with probate
records from that era, said: "Nobody knows of those
records being in existence, and if they are, there are
hundreds of people who would like to look at them."
In September, Mr. Bellesiles offered a new defense. Mr.
Lindgren and a reporter from The Globe, David Mehegan, found
additional serious errors on Mr. Bellesiles's Web site, where
he had been posting probate records in an attempt to replace
what he said had been lost in the flood. He conceded the
errors and responded to The Globe, and later said someone had
altered his Web site, presumably a computer hacker.
But several scholars, including one of Mr. Bellesiles's
colleagues at Emory, said they doubted that story. Robert A.
Paul, the interim dean at Emory College, said, "I can
neither independently confirm nor deny that Professor
Bellesiles's Web site was hacked."
In September, James Melton, the chairman of the Emory
history department, asked Mr. Bellesiles to write a
"reasoned, measured, detailed, point by point response to
your critics" in an appropriate professional forum. Mr.
Bellesiles did publish a response in the November issue of the
Organization of American Historians newsletter, but it focused
on harassment rather than charges of serious misconduct.
Mr. Bellesiles's supporters have said they expect a fuller
response to emerge in a special issue of the William and Mary
Quarterly to be published next month.. A draft of the lengthy
response Mr. Bellesiles wrote for that issue, supplied by the
journal's editor, concedes some mistakes and challenges
others, but leaves many serious errors unaddressed.
It is not clear what will happen to Mr. Bellesiles or his
book if the scholarly community reaches a consensus that
"Arming America" is a seriously flawed or even
fraudulent book. The Emory College dean, Mr. Paul, said,
"If there were scholarly fraud, we would take that very
seriously." Alan Brinkley, the chairman of the history
department at Columbia University, said similar questions had
never been raised about a book that had won the prestigious
Bancroft Prize in American History and Diplomacy. Although
there has been no discussion of disciplining Mr. Belles iles
or revoking the prize, a spokesman for Jonathan R. Cole, the
provost and dean of faculties at Columbia University, said he
had distributed copies of the documents detailing Mr.
Bellesiles's mistakes to this year's three Bancroft jurors and
asked them to examine it.